Webinar
Empowering Asset Managers to Deploy AI Without Compromising Internal ComplianceLearn how to satisfy internal governance teams while unlocking the full potential of your firm’s data and AI investments
Wednesday, October 8, 2025 | 12:00 – 1:00 PM ET
Make compliance your catalyst, not your constraint, for AI innovation.
AI offers tremendous opportunities for asset management firms—from automating workflows to enhancing client service and decision-making. But adoption often stalls when internal compliance and governance teams don’t have a clear line of sight into how these tools operate, where the data flows, or whether safeguards are in place.
That’s where this webinar comes in.
In collaboration with The SME Forum, HSO is hosting a practical session designed to help asset management leaders roll out AI securely and confidently, without compromising internal policies or risk standards.
4 Key Takeaways that You’ll Gain
- How to align AI use cases with internal compliance frameworks
- Real-world examples of firms deploying AI securely in sales, operations, and reporting
- A practical roadmap to AI adoption that satisfies internal reviewers
- How to assess your AI readiness—and explore Microsoft-supported pilots
Who Should Attend:
- Chief Data Officers
- Heads of Risk, Compliance, and Governance
- Operations and Transformation Leaders
- Sales & Marketing Executives in Asset Management
Limited to 50 people. Can’t attend live? Register to receive the full recording and resources afterward.

Your Speakers

Tom Berger, HSO
VP and Industry Director, Financial Services

Jonathan Tripple, HSO
Microsoft Cloud Specialist, Financial Services

Jim Bretschneider, HSO
EVP, Solutions